-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G/0kwPnmLoUICzv13e3aJAjCUHVZWr5Ef/FI+MJyIRy+HRo9oK5jRnl/cZIBzZ3h CxUbgIDPxnDOZc4wxmPzAg== 0001193125-10-285249.txt : 20101221 0001193125-10-285249.hdr.sgml : 20101221 20101221123115 ACCESSION NUMBER: 0001193125-10-285249 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 7 FILED AS OF DATE: 20101221 DATE AS OF CHANGE: 20101221 GROUP MEMBERS: ROMESH WADHWANI GROUP MEMBERS: STG III GP, L.P. GROUP MEMBERS: STG III, L.P. GROUP MEMBERS: STG III-A, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ONVIA INC CENTRAL INDEX KEY: 0001100917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 911859172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-58749 FILM NUMBER: 101264862 BUSINESS ADDRESS: STREET 1: 509 OLIVE WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-373-9404 MAIL ADDRESS: STREET 1: 509 OLIVE WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: ONVIA COM INC DATE OF NAME CHANGE: 19991213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STG UGP, LLC CENTRAL INDEX KEY: 0001416748 IRS NUMBER: 208818310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 2475 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 935-9500 MAIL ADDRESS: STREET 1: 2475 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: STG UGP LTD DATE OF NAME CHANGE: 20071029 SC 13D 1 dsc13d.htm SCHEDULE 13D Schedule 13D

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

[Rule 13d-101]

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT

TO § 240.13d-2(a)

Under the Securities Exchange Act of 1934

 

 

Onvia, Inc.

(Name of Issuer)

 

 

Common Stock, $0.0001 par value per share

(Title of Class of Securities)

68338t403

(CUSIP Number)

Symphony Technology Group, LLC

2475 Hanover Street

Palo Alto, California 94304

Telephone: (650) 935-9500

with copies to:

Steve L. Camahort, Esq.

Shearman & Sterling LLP

525 Market Street

San Francisco, CA 94105

Telephone: (415) 616-1100

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

December 20, 2010

(Date of Event Which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ¨

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 68338t403

 

     
  

1.

 

 

  

Names of Reporting Persons

 

STG UGP, LLC

   2.    Check the Appropriate Box if a Member of a Group (See Instructions)   
      (a)       ¨               
      (b)       x               
  

3.

 

  

SEC Use Only

 

  

4.

 

  

Source of Funds (See Instructions)

 

OO

  

5.

 

  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)    ¨

 

  

6.

 

  

Citizenship or Place of Organization

 

Delaware

Number of Shares Beneficially Owned by Each Reporting Person With  

7.

 

 

Sole Voting Power

 

0

 

 

8.

 

 

 

Shared Voting Power

 

1,242,781 (See Item 5)

 

 

9.

 

 

 

Sole Dispositive Power

 

0

 

 

10.

 

 

 

Shared Dispositive Power

 

1,242,781 (See Item 5)

  

11.

 

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,242,781 (See Item 5)

  

12.

 

  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)    ¨

 

  

13.

 

  

Percent of Class Represented by Amount in Row (11)

 

14.75% (See Item 5)

  

14.

 

  

Type of Reporting Person (See Instructions)

 

CO


CUSIP No. 68338t403

 

     
   1.   

Names of Reporting Persons

 

STG III GP, L.P.

   2.    Check the Appropriate Box if a Member of a Group (See Instructions)   
      (a)       ¨               
      (b)       x               
   3.   

SEC Use Only

 

   4.   

Source of Funds (See Instructions)

 

OO

   5.   

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)    ¨

 

   6.   

Citizenship or Place of Organization

 

Delaware

Number of Shares Beneficially Owned by Each Reporting Person With   7.  

Sole Voting Power

 

0

 

 

8.

 

 

Shared Voting Power

 

1,242,781 (See Item 5)

 

 

9.

 

 

Sole Dispositive Power

 

0

 

 

10.

 

 

Shared Dispositive Power

 

1,242,781 (See Item 5)

   11.   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,242,781 (See Item 5)

   12.   

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)    ¨

 

   13.   

Percent of Class Represented by Amount in Row (11)

 

14.75% (See Item 5)

   14.   

Type of Reporting Person (See Instructions)

 

PN


CUSIP No. 68338t403

 

     
   1.   

Names of Reporting Persons

 

STG III, L.P.

   2.    Check the Appropriate Box if a Member of a Group (See Instructions)   
      (a)       ¨               
      (b)       x               
   3.   

SEC Use Only

 

   4.   

Source of Funds (See Instructions)

 

OO

   5.   

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)    ¨

 

   6.   

Citizenship or Place of Organization

 

Delaware

Number of Shares Beneficially Owned by Each Reporting Person With   7.  

Sole Voting Power

 

0

 

 

8.

 

 

Shared Voting Power

 

1,097,251 (See Item 5)

 

 

9.

 

 

Sole Dispositive Power

 

0

 

 

10.

 

 

Shared Dispositive Power

 

1,097,251 (See Item 5)

   11.   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,097,251 (See Item 5)

   12.   

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)    ¨

 

   13.   

Percent of Class Represented by Amount in Row (11)

 

13.02% (See Item 5)

   14.   

Type of Reporting Person (See Instructions)

 

PN


CUSIP No. 68338t403

 

     
   1.   

Names of Reporting Persons

 

STG III-A, L.P.

   2.    Check the Appropriate Box if a Member of a Group (See Instructions)   
      (a)       ¨               
      (b)       x               
   3.   

SEC Use Only

 

   4.   

Source of Funds (See Instructions)

 

OO

   5.   

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)    ¨

 

   6.   

Citizenship or Place of Organization

 

Delaware

Number of Shares Beneficially Owned by Each Reporting Person With   7.  

Sole Voting Power

 

0

 

 

8.

 

 

 

Shared Voting Power

 

145,530 (See Item 5)

 

 

9.

 

 

Sole Dispositive Power

 

0

 

 

10.

 

 

Shared Dispositive Power

 

145,530 (See Item 5)

   11.   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

145,530 (See Item 5)

   12.   

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)    ¨

 

   13.   

Percent of Class Represented by Amount in Row (11)

 

1.73% (See Item 5)

   14.   

Type of Reporting Person (See Instructions)

 

PN


CUSIP No. 68338t403

 

     
   1.   

Names of Reporting Persons

 

Romesh Wadhwani

   2.    Check the Appropriate Box if a Member of a Group (See Instructions)   
      (a)       ¨               
      (b)       x               
   3.   

SEC Use Only

 

   4.   

Source of Funds (See Instructions)

 

OO

   5.   

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)    ¨

 

   6.   

Citizenship or Place of Organization

 

United States

Number of Shares Beneficially Owned by Each Reporting Person With   7.  

Sole Voting Power

 

0

 

 

8.

 

 

Shared Voting Power

 

1,242,781 (See Item 5)

 

 

9.

 

 

Sole Dispositive Power

 

0

 

 

10.

 

 

Shared Dispositive Power

 

1,242,781(See Item 5)

   11.   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,242,781 (See Item 5)

   12.   

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)    ¨

 

   13.   

Percent of Class Represented by Amount in Row (11)

 

14.75% (See Item 5)

   14.   

Type of Reporting Person (See Instructions)

 

IN


The information set forth in response to each separate Item below shall be deemed to be a response to all Items where such information is relevant. The information set forth in the Exhibits and Schedule attached hereto is expressly incorporated herein by reference and the response to each item of this Schedule 13D is qualified in its entirety by the provisions of such Exhibits and Schedule.

 

Item 1. Security and Issuer.

This statement on Schedule 13D (this “Statement”) relates to the shares of common stock, $0.0001 par value per share (“Common Stock”), of Onvia, Inc., a Delaware corporation (the “Company”). The principal executive offices of the Company are located at 509 Olive Way, Suite 400, Seattle, Washington 98101.

 

Item 2. Identity and Background.

(a) This Statement is being filed jointly by the following (each a “Reporting Person” and collectively, the “Reporting Persons”): (1) STG UGP, LLC., a Delaware limited liability company (“STG UGP”), (2) STG III GP, L.P., a Delaware limited partnership (“STG III GP”), (3) STG III, L.P., a Delaware limited partnership (“STG III”), (4) STG III-A, L.P., a Delaware limited partnership (“STG III-A”) and (5) Dr. Romesh Wadhwani (“Dr. Wadhwani”). The agreement among the Reporting Persons relating to the joint filing of this statement is attached as Exhibit 99.1 hereto. Attached as Schedule I hereto and incorporated herein by reference is a list containing (a) the name, (b) the citizenship, (c) present principal occupation or employment and (d) name, principal business address of any corporation or other organization in which such employment is conducted, of each member of STG UGP (the “Managing Persons”)

(b)The business address for each of the Reporting Persons is 2475 Hanover Street, Palo Alto, CA 94304.

(c) The principal business of STG III and STG III-A is acting as a private investment fund engaged in purchasing, holding and selling investments for its own account.

The principal business of STG III GP is acting as sole general partner of STG III and STG III-A. The principal business of STG UGP is acting as the sole general partner of STG III GP. Dr. Wadhwani is the sole Manager of STG UGP.

Dr. Wadhwani’s principal occupation is serving as the Chairman and Chief Executive Officer of Symphony Technology Group, LLC, and as the sole Manager of STG UGP.

(d) During the last five years, none of the Reporting Persons, and to the knowledge of the Reporting Persons, none of the Managing Persons, has been convicted in any criminal proceeding (excluding traffic violations and similar misdemeanors).

(e) During the last five years, none of the Reporting Persons, and to the knowledge of the Reporting Persons, none of the Managing Persons, has been party to any civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which such person was or is subject to any judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

(f) Each of STG UGP, STG GP, STG III, and STG III-A is organized under the laws of the State of Delaware. Mr. Wadhwani is a United States citizen.

 

Item 3. Source and Amount of Funds or Other Consideration

In a series of transactions completed on December 13, 2010, STG III and STG III-A acquired 1,242,781 shares of Common Stock for approximately $4,441,081 in investment capital.


 

Item 4. Purpose of Transaction

The Reporting Persons acquired the Shares for investment in the ordinary course of business, as they believed that the Shares, at market prices when acquired, represented an attractive investment opportunity.

The Reporting Persons have no present plan or proposals that would relate to or result in any of the matters set forth in subparagraphs (a)-(j) of Item 4 of Schedule 13D. The Reporting Persons intend to review their investment in the Company on a continuing basis and may in the future engage in discussions with management, the board of directors, other stockholders and other relevant parties concerning the business, operations, board composition, management, strategy and future plans of the Company. Depending on various factors including, without limitation, the results of any such discussions, the Company’s financial position and business strategy, price levels of the Shares, conditions in the securities market and general economic and industry conditions, the Reporting Persons may in the future take such actions with respect to their investment in the Company as they deem appropriate including, without limitation, purchasing additional shares or selling some or all of their Shares, engaging in any hedging or similar transactions with respect to the Shares, seeking board representation or taking other action to effect changes in the board composition, ownership structure or operations of the Company, encouraging the Company to pursue one or more strategic transactions and/or otherwise changing their intention with respect to any and all matters referred to in Item 4 of Schedule 13D.

 

Item 5. Interest in Securities of the Issuer

(a) The Reporting Persons may be deemed to beneficially own an aggregate of 1,242,781 shares of Common Stock (the “Shares”).

The Company has reported on its Quarterly Report on Form 10-Q for the period ended September 30, 2010, that there were 8,424,600 shares of Common Stock issued and outstanding as of October 31, 2010. The Shares that may be deemed to be beneficially owned by the Reporting Persons represent approximately 14.75% of the outstanding shares of Common Stock as of October 31, 2010. The foregoing percentage was calculated in accordance with Rule 13d-3(d)(1) of the Exchange Act, which specifically excludes from such calculations all securities not outstanding which are subject to options, warrants, rights or conversion privileges and which are beneficially owned by any person other than the Reporting Persons.

By virtue of the relationships described herein, the Reporting Persons may be deemed to constitute a “group” within the meaning of Rule 13d-5 under the Exchange Act. As a member of a group, each Reporting Person may be deemed to share voting and dispositive power with respect to, and therefore beneficially own, the shares beneficially owned by members of the group as a whole. The filing of this Statement shall not be construed as an admission that the Reporting Persons beneficially own those shares held by any other members of the group.”

(b) 1,097,251 shares of Common Stock are owned directly by STG III and 145,530 shares of Common Stock are owned directly by STG III-A. STG III GP is the sole general partner of STG III and STG III-A and consequently has the power to vote or direct the voting, or dispose or direct the disposition, of all of the Shares. STG UGP is the sole general partner of STG III GP and controls the voting or disposition of all of the Shares. Dr. Wadhwani is the sole Manager of STG UGP and either has sole authority and discretion to manage and conduct the affairs of STG UGP or has veto power over the management and conduct of STG UGP. By reason of these relationships, each of the Reporting Persons may be deemed to share the power to vote or direct the vote and to dispose or direct the disposition of the Shares beneficially owned by such Reporting Person as indicated above.

STG III GP, STG UGP and Dr. Wadhwani each disclaim beneficial ownership of the Shares held directly by STG III and STG III-A except to the extent of their pecuniary interest therein. The filing of this Statement shall not be construed as an admission that any of the Reporting Persons share beneficial ownership for purposes of Section 13(d) of the Exchange Act.

(c) The following charts reflect the transactions in the shares of Common Stock effected by STG III and STG III-A during the past sixty days, all of which were effected on the open market through various brokerage entities.


Transactions in Common Stock by STG III in the past sixty days:

 

Date of Transaction

   Nature of Transaction    Quantity      Price Per Share  

November 13, 2010

   Purchase of Common Stock      53,415       $ 2.9900   

November 17, 2010

   Purchase of Common Stock      15,782       $ 2.9879   

November 18, 2010

   Purchase of Common Stock      358       $ 2.9900   

December 13, 2010

   Purchase of Common Stock      492,879       $ 4.0700   

December 13, 2010

   Purchase of Common Stock      441,450       $ 4.0690   

December 13, 2010

   Purchase of Common Stock      93,367       $ 4.6947   

Transactions in Common Stock by STG III-A in the past sixty days:

 

Date of Transaction

   Nature of Transaction    Quantity      Price Per Share  

November 13, 2010

   Purchase of Common Stock      7,085       $ 2.9900   

November 17, 2010

   Purchase of Common Stock      2,093       $ 2.9879   

November 18, 2010

   Purchase of Common Stock      48       $ 2.9900   

December 13, 2010

   Purchase of Common Stock      65,371       $ 4.0700   

December 13, 2010

   Purchase of Common Stock      58,550       $ 4.0690   

December 13, 2010

   Purchase of Common Stock      12,383       $ 4.6947   

(d) Not applicable.

(e) Not applicable.

Except as set forth above, to the knowledge of the Reporting Persons, none of the Managing Persons has beneficial ownership of any Shares.

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of Issuer

The responses set forth in Item 3, 4 and 5 of this Statement are incorporated herein by reference.

Based on the transactions and relationships described herein, the Reporting Persons may be deemed to constitute a “group” for purposes of Section 13(d)(3) of the Exchange Act. The filing of this statement shall not be construed as an admission that the Reporting Persons are a group, or have agreed to act as a group.

 

Item 7. Material to be Filed as Exhibits

 

99.1    Joint Filing Agreement, dated December 21, 2010 by and among STG UGP, LLC; STG III GP, L.P.; STG III, L.P.; STG III-A, L.P. and Dr. Romesh Wadhwani
99.2    Power of Attorney granted by STG UGP, LLC
99.3    Power of Attorney granted by STG III GP, L.P.
99.4    Power of Attorney granted by STG III, L.P.
99.5    Power of Attorney granted by STG III-A, L.P.
99.6    Power of Attorney granted by Dr. Romesh Wadhwani


SIGNATURE

After reasonable inquiry and to the best of each of the undersigned’s knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: December 21, 2010     STG UGP, LLC
    By:   /S/    BRAD MACMILLIN        
    Name:   Brad MacMillin
    Title:   Authorized Person*
   

STG III GP, L.P.

By: STG UGP, LLC, its general partner

    By:   /S/    BRAD MACMILLIN        
    Name:   Brad MacMillin
    Title:   Authorized Person*
   

STG III, L.P.

By: STG III GP, L.P., its general partner

 

By: STG UGP, LLC, its general partner

    By:   /S/    BRAD MACMILLIN        
    Name:   Brad MacMillin
    Title:   Authorized Person*
   

STG III-A, L.P.

By: STG III GP, L.P., its general partner

 

By: STG UGP, LLC, its general partner

    By:   /S/    BRAD MACMILLIN        
    Name:   Brad MacMillin
    Title:   Authorized Person*
    ROMESH WADHWANI
    By:   /S/    BRAD MACMILLIN        
    Name:   Brad MacMillin
    Title:   Authorized Person*

 

* See attached Powers of Attorney


SCHEDULE I

The names, business addresses, present principal occupations, and citizenship of the managing members of STG UGP, LLC are set forth below. If no address is given, the managing member’s principal business address is 2475 Hanover Street, Palo Alto, California 94304. Unless otherwise indicated, each occupation set forth opposite an individual’s name refers to Symphony Technology Group, LLC.

 

Name and Business Address

  

Principal Occupation

  

Citizenship

Romesh Wadhwani    Managing Partner and CEO    United States


INDEX TO EXHIBITS

 

Exhibit
Number

  

Document

99.1    Joint Filing Agreement dated December 21, 2010, by and among STG UGP, LLC; STG III GP,LP; STG III, LP; STG III-A, LP and Dr. Romesh Wadhwani
99.2    Power of Attorney granted by STG UGP, LLC
99.3    Power of Attorney granted by STG III GP, L.P.
99.4    Power of Attorney granted by STG III, L.P.
99.5    Power of Attorney granted by STG III-A, L.P.
99.6    Power of Attorney granted by Dr. Romesh Wadhwani
EX-99.1 2 dex991.htm JOINT FILING AGREEMENT Joint Filing Agreement

EXHIBIT 99.1

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, we, the signatories of the statement on schedule 13D to which this joint filing agreement is attached, hereby agree that such statement is, and any amendments thereto filed by any of us will be filed on behalf of each of us.

 

Dated: December 21, 2010    
  STG UGP, LLC
  By:  

/s/ Brad MacMillin

  Name:   Brad MacMillin
  Title:   Authorized Person*
  STG III GP, L.P.
  By:   STG UGP, LLC, its general partner
  By:  

/s/ Brad MacMillin

  Name:   Brad MacMillin
  Title:   Authorized Person*
  STG III, L.P.
  By:   STG III GP, L.P., its general partner
  By:   STG UGP, LLC, its general partner
  By:  

/s/ Brad MacMillin

  Name:   Brad MacMillin
  Title:   Authorized Person*
  STG III-A, L.P.
  By:   STG III GP, L.P., its general partner
  By:   STG UGP, LLC, its general partner
  By:  

/s/ Brad MacMillin

  Name:   Brad MacMillin
  Title:   Authorized Person*
  ROMESH WADHWANI
  By:  

/s/ Brad MacMillin

  Name:   Brad MacMillin
  Title:   Authorized Person*
EX-99.2 3 dex992.htm POWER OF ATTORNEY GRANTED BY STG UGP, LLC Power of Attorney granted by STG UGP, LLC

EXHIBIT 99.2

POWER OF ATTORNEY

To Prepare and Execute documents Pursuant to sections 13 and 16

of the Securities Exchange Act of 1934, as Amended,

and Rules Thereunder, by and on Behalf of

STG UGP, LLC

Know all by these presents, that the undersigned hereby constitutes and appoints Brad MacMillin the undersigned’s true and lawful attorney-in-fact to:

(1) prepare, execute, acknowledge, deliver and file, for and on behalf of the undersigned, any and all forms, schedules, reports and other documents relating to STG UGP, LLC’s direct or indirect ownership of securities that are required to be filed with the United States Securities and Exchange Commission (the “SEC”) pursuant to Sections 13 and 16 of the Securities Exchange Act of 1934, as amended and the rules thereunder (the “Exchange Act”) (including, without limitation, any Joint Filing Agreement with respect thereto);

(2) do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to comply with the requirements of Sections 13 and 16 of the Exchange Act including, but not limited to, executing documents required by said sections of the Exchange Act and effecting timely filing thereof with the SEC and any other authority; and

(3) take any other action of any type whatsoever in connection with the foregoing that, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, with full power of substitution or revocation, as fully to all intents and purposes as the undersigned might or could do if personally present, hereby ratifying and confirming all that such attorney-in-fact shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned’s responsibilities to comply with Sections 13 or 16 of the Exchange Act.

This Power of Attorney shall remain in full force and effect until revoked by the undersigned.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 23rd day of May, 2008.

 

STG UGP, LLC

By:  

/s/ Romesh Wadhwani

Name:   Romesh Wadhwani
Title:   Manager
EX-99.3 4 dex993.htm POWER OF ATTORNEY GRANTED BY STG III GP, L.P. Power of Attorney granted by STG III GP, L.P.

EXHIBIT 99.3

POWER OF ATTORNEY

To Prepare and Execute documents Pursuant to sections 13 and 16

of the Securities Exchange Act of 1934, as Amended,

and Rules Thereunder, by and on Behalf of

STG III GP, L.P.

Know all by these presents, that the undersigned hereby constitutes and appoints Brad MacMillin the undersigned’s true and lawful attorney-in-fact to:

(1) prepare, execute, acknowledge, deliver and file, for and on behalf of the undersigned, any and all forms, schedules, reports and other documents relating to STG III GP, L.P.’s direct or indirect ownership of securities that are required to be filed with the United States Securities and Exchange Commission (the “SEC”) pursuant to Sections 13 and 16 of the Securities Exchange Act of 1934, as amended and the rules thereunder (the “Exchange Act”) (including, without limitation, any Joint Filing Agreement with respect thereto);

(2) do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to comply with the requirements of Sections 13 and 16 of the Exchange Act including, but not limited to, executing documents required by said sections of the Exchange Act and effecting timely filing thereof with the SEC and any other authority; and

(3) take any other action of any type whatsoever in connection with the foregoing that, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, with full power of substitution or revocation, as fully to all intents and purposes as the undersigned might or could do if personally present, hereby ratifying and confirming all that such attorney-in-fact shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned’s responsibilities to comply with Sections 13 or 16 of the Exchange Act.

This Power of Attorney shall remain in full force and effect until revoked by the undersigned.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 23rd day of May, 2008.

 

STG III GP, L.P.

By:   STG UGP, LLC, its general partner
By:  

/s/ Romesh Wadhwani

Name:   Romesh Wadhwani
Title:   Manager
EX-99.4 5 dex994.htm POWER OF ATTORNEY GRANTED BY STG III, L.P. Power of Attorney granted by STG III, L.P.

EXHIBIT 99.4

POWER OF ATTORNEY

To Prepare and Execute documents Pursuant to sections 13 and 16

of the Securities Exchange Act of 1934, as Amended,

and Rules Thereunder, by and on Behalf of

STG III, L.P.

Know all by these presents, that the undersigned hereby constitutes and appoints Brad MacMillin the undersigned’s true and lawful attorney-in-fact to:

(1) prepare, execute, acknowledge, deliver and file, for and on behalf of the undersigned, any and all forms, schedules, reports and other documents relating to STG III, L.P.’s direct or indirect ownership of securities that are required to be filed with the United States Securities and Exchange Commission (the “SEC”) pursuant to Sections 13 and 16 of the Securities Exchange Act of 1934, as amended and the rules thereunder (the “Exchange Act”) (including, without limitation, any Joint Filing Agreement with respect thereto);

(2) do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to comply with the requirements of Sections 13 and 16 of the Exchange Act including, but not limited to, executing documents required by said sections of the Exchange Act and effecting timely filing thereof with the SEC and any other authority; and

(3) take any other action of any type whatsoever in connection with the foregoing that, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, with full power of substitution or revocation, as fully to all intents and purposes as the undersigned might or could do if personally present, hereby ratifying and confirming all that such attorney-in-fact shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned’s responsibilities to comply with Sections 13 or 16 of the Exchange Act.

This Power of Attorney shall remain in full force and effect until revoked by the undersigned.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 23rd day of May, 2008.

 

STG III, L.P.

By:   STG III GP, L.P., its general partner
By:   STG UGP, LLC, its general partner
By:  

/s/ Romesh Wadhwani

Name:   Romesh Wadhwani
Title:   Manager
EX-99.5 6 dex995.htm POWER OF ATTORNEY GRANTED BY STG III-A, L.P. Power of Attorney granted by STG III-A, L.P.

EXHIBIT 99.5

POWER OF ATTORNEY

To Prepare and Execute documents Pursuant to sections 13 and 16

of the Securities Exchange Act of 1934, as Amended,

and Rules Thereunder, by and on Behalf of

STG III-A, L.P.

Know all by these presents, that the undersigned hereby constitutes and appoints Brad MacMillin the undersigned’s true and lawful attorney-in-fact to:

(1) prepare, execute, acknowledge, deliver and file, for and on behalf of the undersigned, any and all forms, schedules, reports and other documents relating to STG III-A, L.P.’s direct or indirect ownership of securities that are required to be filed with the United States Securities and Exchange Commission (the “SEC”) pursuant to Sections 13 and 16 of the Securities Exchange Act of 1934, as amended and the rules thereunder (the “Exchange Act”) (including, without limitation, any Joint Filing Agreement with respect thereto);

(2) do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to comply with the requirements of Sections 13 and 16 of the Exchange Act including, but not limited to, executing documents required by said sections of the Exchange Act and effecting timely filing thereof with the SEC and any other authority; and

(3) take any other action of any type whatsoever in connection with the foregoing that, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, with full power of substitution or revocation, as fully to all intents and purposes as the undersigned might or could do if personally present, hereby ratifying and confirming all that such attorney-in-fact shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned’s responsibilities to comply with Sections 13 or 16 of the Exchange Act.

This Power of Attorney shall remain in full force and effect until revoked by the undersigned.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 23rd day of May, 2008.

 

STG III-A, L.P.

By:   STG III GP, L.P., its general partner
By:   STG UGP, LLC, its general partner
By:  

/s/ Romesh Wadhwani

Name:   Romesh Wadhwani
Title:   Manager
EX-99.6 7 dex996.htm POWER OF ATTORNEY GRANTED BY DR. ROMESH WADHWANI Power of Attorney granted by Dr. Romesh Wadhwani

EXHIBIT 99.6

POWER OF ATTORNEY

To Prepare and Execute documents Pursuant to sections 13 and 16

of the Securities Exchange Act of 1934, as Amended,

and Rules Thereunder, by and on Behalf of

DR. ROMESH WADHWANI

Know all by these presents, that the undersigned hereby constitutes and appoints Brad MacMillin the undersigned’s true and lawful attorney-in-fact to:

(1) prepare, execute, acknowledge, deliver and file, for and on behalf of the undersigned, any and all forms, schedules, reports and other documents relating to Dr. Romesh Wadhwani’s direct or indirect ownership of securities that are required to be filed with the United States Securities and Exchange Commission (the “SEC”) pursuant to Sections 13 and 16 of the Securities Exchange Act of 1934, as amended and the rules thereunder (the “Exchange Act”) (including, without limitation, any Joint Filing Agreement with respect thereto);

(2) do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to comply with the requirements of Sections 13 and 16 of the Exchange Act including, but not limited to, executing documents required by said sections of the Exchange Act and effecting timely filing thereof with the SEC and any other authority; and

(3) take any other action of any type whatsoever in connection with the foregoing that, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, with full power of substitution or revocation, as fully to all intents and purposes as the undersigned might or could do if personally present, hereby ratifying and confirming all that such attorney-in-fact shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned’s responsibilities to comply with Sections 13 or 16 of the Exchange Act.

This Power of Attorney shall remain in full force and effect until revoked by the undersigned.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 23rd day of May, 2008.

 

ROMESH WADHWANI

By:  

/s/ Romesh Wadhwani

Name:   Romesh Wadhwani
Title:   Manager
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